New England Psychologist - nepsy.com Banner Ad
An Independent Voice for the State's Psychologist
Psy Jobs CE Listings Archives Contact
HomeColumnsBook ReviewsHospital DirectoryAdvertisingClassifiedsAbout Us

Mentally ill can control care with directives
(November 2007 Issue)

By Nan Shnitzler

These days, people writing a will are encouraged by their attorneys to make health care provisions in the event they become incapacitated. But such advance directives can also serve consumers of mental health care as psychiatric advance directives (PADs).

PADs are legal documents that declare preferences for care during a mental health crisis and/or appoint an agent or proxy to ensure preferences are carried out and make decisions for the patient if necessary.

While the federal Patient Self Determination Act of 1990 required hospitals and caregivers to have advance directive policies in place, states govern how they are implemented. Twenty-five states have enacted specific PAD statutes. For the others, like the six New England states, mental health instructions can be included in medical advance directives.

Legally, there are pros and cons to both approaches, yet grey areas abound. For example, civil commitment will invalidate any PAD, but whether PADs can trump a process for involuntary treatment is not clear, says Center for Public Representation Attorney Robert Fleischner, J.D.

The primary difference between states with and without PAD statutes is in "PAD states" doctors can override provisions they deem not medically appropriate, says Eric Elbogen, Ph.D., MLS, a forensic psychologist at University of North Carolina and co-director of the federally funded National Resource Center on Psychiatric Advance Directives (www.nrc-pad.org).

It's a thorny distinction. In a 2001 federal court case, a plaintiff at Vermont State Hospital was injected with anti-psychotic drugs against her expressed wishes. She sued and won based on the Americans with Disabilities Act that the state couldn't discriminate against people with psychiatric disabilities with respect to treatment preferences. Yet Vermont does not have a separate PAD statute. Revocability is another tricky issue. In most PAD states, the statutes cannot be revoked if the principal loses decisional capacity. Elbogen says the prohibition is based on a false assumption, that in a crisis, people change preferences, contrary to recent research, he says.

In Massachusetts, a non-PAD state, a person can revoke an advance directive any time, which can also be problematic. Northampton-based Fleischner had a client with bipolar illness who in manic phase would go off his medication with disastrous results. The client knew he had this history and knew it was a problem. So he wrote his PAD to say his agent should force him to take his medication. But his refusal would instantly revoke the directive.

So Fleischner used what's known as a Ulysses clause, which essentially tells the agent to ignore the principal and go to court to enforce the PAD.

PADs are triggered when a physician determines loss of decisional capacity, the ability to understand, evaluate or communicate treatment decisions. A principal is assumed competent when a PAD is written. "PADs are among the first laws ever meant to improve self-determination of people with mental illness. Every other law has been about controlling them," Elbogen says.

On the other hand, having a doctor confirm competency in a PAD could give it more teeth. Just as in a will, an oddball provision is more likely to be carried out if an expert confirmed the decedent was of sound mind.

While the legal issues might seem daunting, in practice they rarely emerge, Elbogen says. Larger looming barriers are lack of awareness and assistance.

A 2006 Duke University study showed that participants with one-on-one facilitation were 20 times more likely to complete a PAD than those who received literature only, says Elbogen, one of the researchers. The results were consistent with a national survey, so the demand is there, Elbogen says. Further, no study participants refused all medication and not one PAD provision was medically inappropriate out of thousands of preferences.

The PAD process itself can be clinically beneficial when a patient and clinician collaborate. It can improve the therapeutic bond, contribute to patient autonomy and help prevent crises to begin with.

Elbogen likens it to a "psychiatric resume" that can improve clinical-decision making in a crisis. That is, if the PAD makes it into circulation.

Ideally, people keep copies of their advance directives on their person and with their agent, doctors and likely hospitals and they file them with the U.S. Living Will Registry that electronically stores and securely distributes them to health care providers.

The reality is that hospitals unfamiliar with PADs throw them away. Or PADs don't make it to treatment providers before patients are discharged. Or, no one reads them. Elbogen likens it to a message in a bottle floating at sea.

In that case, the patient, agent, attorney team needs to get assertive, says Xenia Williams, MS, LCMHC, a recovered psychiatric patient now working in a Vermont crisis center who was co-plaintiff in a healthcare agent enforcement action. Patients must be specific in the PAD about the treatment they want and don't want and in what circumstances. The agent should be knowledgeable about the patient and the health care system to best advocate for wishes to be respected. A patient-friendly lawyer must be willing to stand behind the PAD and the law that enabled it.

Without those three things, a patient is unlikely to prevail, Williams says.

And that's why, despite the pitfalls, Elbogen and his colleagues think the PAD statute is the better option. In the 25 states with PAD statutes, every mental health department is aware of the option and must communicate it to clinicians and providers.

"The advantage in those states is that with specific guidance and clinician help, people are filling them out," Elbogen says.